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SECURING FUTURES
The SEC enforces the securities laws to protect the more than 66 million American households that have turned to the securities markets to invest in their futures—whether it’s starting a family, sending kids to college, saving for retirement or attaining other financial goals.
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Check out an investment professional's registration status and background at Investor.gov.
Investor Alerts & Bulletins
The SEC's Office of Investor Education and Advocacy issues Investor Alerts & Bulletins as a service to investors. Investor Alerts typically warn investors about the latest investment frauds and scams. Investor Bulletins tend to educate investors about investment-related topics including the functions of the SEC.
We Enforce Federal Securities Laws
Latest Federal Court Actions
Litigation Releases
- May 1, 2024
- April 30, 2024
- April 30, 2024
- April 30, 2024
- April 29, 2024
Latest Administrative Proceedings
Administrative Releases
- May 1, 2024
- April 29, 2024
- April 24, 2024
- April 24, 2024
- April 22, 2024
We Regulate Securities Markets
We Provide Data
Developer Resources
Check out updates on the SEC open data program, including best practices that make it more efficient to download data.
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Money Market Fund Statistics
Our Investment Management Analytics Office released an updated Money Market Fund Statistics report. The report reflects staff’s compilation and analysis of data reported to the Commission on Form N-MFP.
Latest Data Sets
- This text file contains the Central Index Key (CIK) numbers, company names, SEC reporting file numbers, and addresses (business addresses are provided when mailing addresses are not available) of active broker-dealers who are registered with the SEC.Updated
- The Investment Adviser Information Reports' data is collected from electronic submissions of Form ADV by investment adviser firms to the Investment Adviser Registration Depository (IARD) system.Updated